We've outlined below the various communications that we send to you throughout the year. If you have any questions regarding these communications, e-delivery or e-mail updates, please go to those pages via the hyperlinks, e-mail us at funds@RSinvestments.com, or call us at 800-766-FUND (3863).
| Piece |
Content |
Published |
Delivery Method(s) |
| Investor Statements |
Account activity and personalized performance |
Quarterly (approximately 5 business days after quarter end) |
Mail
E-delivery* (e-mail)
Web site
|
| Confirmation Statements |
Purchases, exchanges, sales, distributions, and other transactions |
Following these transactions |
Mail |
| RS Funds Annual
and Semiannual Reports |
RS Funds performance and financial data as well as portfolio manager commentaries |
Annual Report:
February 28
Semiannual Report:
August 31 |
Mail
E-delivery* (e-mail)
Web site
|
| RS Funds Prospectus |
Fund investment objectives, policies, and key financial data on 23 RS Funds |
May 1 |
Mail
E-delivery* (e-mail)
Web site |
| Fund Holdings Disclosure |
Complete list of Fund holdings |
Quarterly (approximately 30 days after quarter end) |
Web site |
| Statistical Summary |
Portfolio Metrics, Market Cap Allocation, Top Ten Holdings, Sector Allocation, and more |
Quarterly (approximately 15 days after quarter end) |
Web site |
RS Funds Fact Sheets
(view RS Emerging Growth Fund sample)
|
Fund and benchmark performance, top ten holdings, sector weightings, and general Fund information |
Quarterly (approximately 15 days after quarter end) |
Web site |
| Portfolio Manager
Commentaries |
RS portfolio managers discussion of their Fund(s) for the most recent quarter |
Biannually
(Q1 and Q3) |
Web site |
Daily NAVs E-mail Update
(view sample) |
Daily reporting of net asset values of RS Funds |
Daily |
E-mail
Web site
|
RS Funds E-mail Updates
(view sample) |
The latest news and information on RS Funds, including firm and fund spotlights, and portfolio manager commentary |
Monthly |
E-mail
Web site |
| Proxy |
Important issue(s) that will be voted on by shareholders |
On an as needed basis |
Mail
Web site
|
| Form 1099-DIV |
Tax status of a Fund's distribution as reported to the IRS |
January 31 |
Mail |
| Form 1099-B |
Proceeds from the sale of Fund shares as reported to the IRS |
January 31 |
Mail |
| Form 1099-R |
Complete and partial distributions from retirement plans |
January 31 |
Mail |
| Form 5498 |
Contributions made to your retirement plan(s) |
May 30 |
Mail |
